62C Funds Services capabilities (holder of AFSL 548573) assist you in sidestepping the complexity of Australian financial services regulations. From initial entity establishment and fund structuring to ongoing compliance, risk management, and—if desired—the seamless transition to your own AFSL, you’ll save valuable time and resources. The result? Peace of mind, operational efficiency, and a strategic edge in attracting and retaining investors.
1. Comprehensive AFSL Coverage & Tailored Entity Structures
Leverage 62C’s AFSL: Operate under an established licence, reducing the time, cost, and regulatory hurdles of acquiring your own.
Entity Set-Up Made Simple: Guidance on establishing trustee entities, corporate vehicles, obtaining an AFSL, or being appointed as a Corporate Authorised Representative (CAR).
Flexible Solutions: Outsource compliance entirely or adopt only the policies you need.
2. Policy & Procedure Development
Holistic Compliance Framework: Policies tailored to your specific operations—from AML Programs and Conflict of Interest policies to Cyber Security and Incident Response Plans.
Avoid Overkill: 62C reviews what you already have, amending or drafting only what is missing—saving you time and money.
Speedy Implementation: Critical “Day 1” policies (e.g., AFSL Compliance Manual) and “Day 2” expansions (e.g., Complaints Policy) are provided in manageable tranches.
3. End-to-End Legal Document Support
Fund Documentation: Creation and review of Information Memoranda (IMs), PDS, TMDs, trust deeds, application forms, and more.
Due Diligence Expertise: Thorough verification processes (verification tables, certificates, planning memoranda) to meet ASIC and investor expectations.
Legal Sign-Off & Ongoing Adaptations: Seamless oversight from drafting to execution, keeping all fund documents legally robust and current.
4. Ongoing Compliance & Risk Management
Quarterly Reviews: Regular calls, compliance committee agendas, and comprehensive checklists to stay on track with evolving regulations.
Incident & Breach Handling: Policies and registers to capture and remediate issues swiftly, maintaining trust and operational integrity.
Enterprise Risk Framework: Identifying and mitigating financial, regulatory, or operational risks to strengthen your business foundation.
5. Seamless Transition to Your Own AFSL (If Desired)
Phase-by-Phase Approach: Start under 62C’s AFSL and later transition to your own licence when your business is ready.
Strategic Planning & Timelines: Customized roadmaps to grow your compliance and regulatory capabilities.
Legal & Regulatory Roadmap: Expert guidance from licence application drafting to post-approval support.
6. Expert-Led Team & Global Insights
Industry Veterans: Led by professionals with deep backgrounds in banking, finance, capital raisings, structured products and fund management.
Global Reach & Adaptability: Real-world insights to navigate Australian regulations within a broader financial landscape.
Mastery of Complex Products & Issues: Proven capability to handle sophisticated financial products and intricate regulatory challenges, ensuring no matter how specialized your offering, 62C can guide you with confidence.
Client-Focused Approach: Collaborative solutions that align with your commercial objectives and risk profile.
This material and information on this website has been prepared by 62 Consulting Pty Ltd ABN: 88 664 809 303 - AFSL 548573 (62C). The material is for general information only and is not an offer for the purchase or sale of any financial product or service. The information is not intended to provide you with financial or tax advice and does not consider your objectives, financial situation or needs. Although we believe that the information is correct, no warranty of accuracy, reliability or completeness is given, except for liability under statute which cannot be excluded. Please note that all financial products have performance risks and past performance may not be indicative of future performance. There are no guarantee of performance, the return of capital or a particular rate of return is given by 62C, or any other person. You could lose all your capital investing in a financial product. To the maximum extent possible, 62C, or any other person do not accept any liability for any statement on this website.